Senior Compliance Officer
Published on 30/09/2024
VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA
Working time
Type of contract
Spoken languages
Professional experience
Educational level
Remote working
Senior Compliance Officer
Do you always go the extra mile? Are you a natural communicator, focused on clients and driven by results? Then let's work together to exceed the expectations of our clients and to continue to write the success story of VP Bank. We will give you the room you need to pursue your passion for innovation and to bring your ideas to life.
Your Challenge
- Daily and periodic Compliance tasks, for example AML transaction monitoring / name checks, sanctioned securities monitoring, CMP execution, handling correspondent banking and external DD requests, interacting with internal and external auditors
- Regulatory monitoring, assessment, and implementation of changes in close collaboration with our headquarter in Liechtenstein
- Performing initial and periodic DD on prospects/clients (Private Banking incl. corporate structures, foundations and trusts), end clients of EAMs and Luxembourg domiciled funds by reviewing and assessing KYC/MiFID/tax information and documentation
- Take over the external reporting and consolidated response to official requests, e. g. to CSSF, FIU, Ministry of Finance, Police Judiciaire, ACD and other authorities
- Act as a solution-oriented senior sparrings partner in providing Compliance-related advice to internal and external stakeholders at all hierarchical levels incl. those in relevant Group functions at our headquarters in Liechtenstein
Your Profile
- You have a master's degree in business management, law or finance
- You gained prior extensive working and initial managerial experience in Compliance of at least seven years, preferably in a financial institution or a big 4 company
- You have a good understanding of the processes in a Bank (ideally in the private banking sector and in the fund business/business of a depositary bank) including the relevant regulatory requirements
- You are intrinsically motivated and enjoy both working independently and in a team
- You are customer-, solution- and execution-oriented, have a hands-on working approach and excellent analytical skills; in addition you show a high degree of integrity and reliability
- Your strong written and verbal communication skills enable you to deal in a con-vincing manner when faced with challenges
- You are fluent in English (verbally and in writing); the knowledge of German and/or any Scandinavian language is considered as an asset.
In case of an Employment we will ask you to present a criminal record.
