Regulatory, Compliance & Internal Audit M
Published on 21/05/2025
IQ-EQ
Working time
Type of contract
Professional experience
Remote working
Job Description
Agama Advisors provides regulatory & compliance assistance, internal audit and advisory services to Asset Managers, Investment Funds and Professionals of the Financial Sector in Luxembourg
Your role
- Endorsing ‘RC’ functions and board mandates for investment funds
- Being in charge of internal audit assignments and developing this service
- Advising clients on regulatory obligations (in relation to corporate governance, compliance, AML/CFT, etc.)
- Participating in the implementation of regulatory projects
- Assessing compliance risks and framework
- Contributing to oversight obligations on delegates or clients service providers (initial, periodic or ad hoc due diligence)
- Reviewing compliance reports (e.g. 'RC' report)
- Preparing training materials (AML/CFT, market abuse, etc.) and facilitating trainings
- Contributing to the firm's client acceptance and monitoring process
- Responding to business tenders
- Carrying out a regulatory watch to be shared internally and with clients
- Participating in the structuring and daily life of the firm and the team, to make it grow
Qualifications
- Hold academic or professional background in Asset Management, Internal Audit, Compliance, Legal, Finance or Economics
- Possess 7 to 20+ years of relevant work experience (Internal or External Audit, Compliance, Conducting Officer or RC position) within the Luxembourg regulated financial sector
- Understand the Asset Management and PSF sectors in Luxembourg and their regulatory environment
- Have a strong attention to details and good organizational skills
- Adapt quickly to new projects and environments
- Fluent in English and French (spoken and written), German is a +
- Demonstrate a solid proficiency in the Microsoft Office Suite (Word, Excel, PowerPoint)
