Compliance Assistant MIFID - international Bank

We are recruiting for a leading International Banking Institution headquartered in a major financial market in Latin America. This institution has established a strong strategic presence in Luxembourg to manage its European and cross-border operations, particularly in Private Banking and Corporate Banking Services.

Joining this entity means becoming part of a stable global financial group while focusing entirely on managing and applying Luxembourg and European financial regulations (CSSF). You will integrate a collaborative and experienced 2nd Line of Defense team, playing a crucial role in maintaining the integrity and compliance of the European branch.

Key Responsibilities:

• Compliance Program Management: Directly assist the CCO in identifying, evaluating, and covering Compliance risks related to current and future bank activities.
• Control Execution: Execute the daily checks and controls defined in the Compliance Monitoring Program (CMP), ensuring diligence and traceability of processes.
• Client Files and Regulation: Ensure the completeness and adequate documentation of client files, particularly regarding AML/KYC, MiFID, FATCA, and CRS
• Continuous Improvement: Document control findings, identify deficiencies, and collaborate in implementing corrective measures to strengthen internal procedures.
• Guidance and Internal Advice: Assist in establishing and disseminating written guidelines and procedures to staff. Provide clarification to staff on applicable laws, regulations, and standards.
• Reporting and Monitoring: Centralize all information related to regulatory breaches, conflicts of interest, and customer complaints, preparing regular reports for the CCO.

Candidate Profile:

• Experience: You have concrete experience (ideally 3+ years) in a Compliance and/or AML/CFT role within the financial sector.
• Technical Knowledge: Solid understanding of key regulatory requirements (AML/CFT, MiFID II, FATCA/CRS) and internal control programs.
• Education: Degree (Bachelor or Master) in Banking Law, Business Administration, Finance, or Economics.
• Soft Skills: Highly organized, proactive, attentive to detail, and possess excellent communication and analytical skills.
• Languages: Fluency in English and Portuguese is required; other languages (e.g., French) are considered a significant asset.

The Offer and Work Environment :

Taking on this role offers a unique opportunity within an international bank:

• Stability and Security: A full-time contract in Luxembourg within a highly stable financial group.
• Skill Development: Exposure to a wide range of Compliance topics (MiFID, AML, Corporate Governance), allowing for rapid and specialized development.
• Training: Regular access to training programs to ensure your expertise in the latest regulatory developments.
• Package: Competitive compensation aligned with your profile and responsibilities.